Free PECB ISO-14001-Lead-Auditor Exam Dumps Questions & Answers

An audit team leader arrives at a steel fabrication organisation that manufactures fire escape stairs to carry out a Stage 2 certification audit. At a meeting with the EMS Manager, she is informed that they have secured their largest contract from a construction organisation to manufacture and install fire escape stairs. They appointed a subcontractor to perform the installation work. The EMS Manager wants the ISO 14001 audit extended to cover the installation site.
During the audit, a team member found that several complaints had been made to the organisation regarding their installation operators being seen to dispose of excess paint into the site drains, which breached legal requirements. The EMS Manager blames the contractors they had to take on because of the big contract. The auditor raises a nonconformance against clause 8.1 of ISO 14001.
Which one of the following statements would support this finding?

• A.  The organisation failed to check the competence of the operators to perform work in an environmentally friendly way.
• B.  The organisation did not provide the correct resources to prevent the environmental incidents from taking place.
• C.  There was no record that the operators were aware of the environmental risks associated with their work.
• D.  There was no statement in the installation contract of the need for the subcontractor to comply with the EMS policy.

Which two audit characteristics are features of a Stage 1 initial certification audit?

• A.  The purpose of this audit is to determine if the EMS is effectively implemented and maintained.
• B.  Gaps in the EMS against the requirements of ISO 14001 are reported as ' areas of concern ' .
• C.  Reviewing some of the auditee ' s documentation.
• D.  The audit team ' s recommendation regarding certification is the key outcome of this stage.
• E.  To conduct an analysis of the organisation ' s environmental system processes to determine compliance obligations.
• F.  Except for a pandemic or other natural disaster, this audit must be performed onsite at the auditee ' s location.

You are conducting a Stage 2 certification audit of VitalSpark, a pharmaceutical organisation manufacturing vitamins and other healthcare medicines. In a separate area in the centre of their large site, a supplier produces oxygen supplies piped directly into the manufacturing processes of VitalSpark. They also deliver oxygen in bulk tankers to other customers. When you review the environmental aspects register, you find that the only environmental aspect recorded for this arrangement relates to the heavy goods vehicles of the supplier transiting the site.
You ask the EMS Manager about the environmental consequences to VitalSpark of this arrangement and are told that they are not significant since the supplier has its own services for water, sewage, waste and energy.
The EMS Manager tried unsuccessfully to communicate with the supplier who is located inside the VitalSpark site and outside the scope of the EMS.
You raise a non-conformance against clause 6.1.2 of ISO 14001:
" VitalSpark does not maintain documented information on aspects/impacts related to activities, products and services of the oxygen supplier. " Which combination of two of the following actions proposed by VitalSpark would permit you to close out the nonconformity?

• A.  VitalSpark will retrieve environmental data on a monthly basis from the on-site supplier.
• B.  VitalSpark will update its documented information on aspects/impacts to include those related to the oxygen supplier.
• C.  VitalSpark will expand its audit programme to include audits of the oxygen supplier ' s organisation.
• D.  The oxygen supplier will be requested to implement an ISO 14001 management system within the next
  3 months.
• E.  The oxygen supplier will be requested to undertake a full environmental survey of its processes.
• F.  VitalSpark will suggest that the oxygen supplier should undertake training in environmental awareness.

Which one of the following outcomes of an audit does not require the auditee to respond?

• A.  A conformity.
• B.  A non-conformity.
• C.  A diverging opinion concerning the audit evidence.
• D.  An opportunity for improvement.

You are conducting a Stage 2 certification audit of Herbaluxe, a pharmaceutical organisation manufacturing vitamins and other healthcare medicines. In a separate area at the centre of their large site, a supplier produces oxygen that is piped directly into the manufacturing processes of Herbaluxe. They also deliver oxygen in bulk tankers to other customers. When you review the environmental aspects register, you find that the only environmental aspect recorded for this arrangement relates to the heavy goods vehicles of the supplier transiting the site.
You ask the EMS Manager about the environmental consequences of this arrangement for Herbaluxe and are told that they are not significant, since the supplier provides its own services for water, sewage, waste, and energy. The EMS Manager tried unsuccessfully to communicate with the supplier, who is located inside the Herbaluxe site and outside the scope of the EMS.
You raise a non-conformance against clause 6.1.2 of ISO 14001:
" Herbaluxe does not maintain documented information on aspects/impacts related to activities, products and services of the oxygen supplier. " Which combination of two of the following actions proposed by Herbaluxe would permit you to close out the nonconformity?

• A.  Herbaluxe will update its documented information on aspects/impacts to include those related to the oxygen supplier.
• B.  Herbaluxe will expand its audit programme to include audits of the oxygen supplier ' s organisation.
• C.  Herbaluxe will suggest that the oxygen supplier should undertake training in environmental awareness.
• D.  The oxygen supplier will be requested to implement an ISO 14001 management system within the next
  3 months.
• E.  The oxygen supplier will be requested to undertake a full environmental survey of its processes.
• F.  Herbaluxe will retrieve environmental data on a monthly basis from the on-site supplier.