Join the discussion
Question 7/65
An audit team leader prepares the audit plan for an initial Stage 2 certification audit. Which two of the following statements are false?
Correct Answer: B,C
Comprehensive Detailed Explanation along with All ISO 45001 Audit Reference Analysis of Each Option:
A . The organisation should review the audit plan for agreement.
True.
According to ISO 45001 guidelines and ISO 19011 (Guidelines for Auditing Management Systems), it is standard practice for the auditee organization to review and agree to the audit plan to ensure clarity on scope, objectives, and processes.
Reference: ISO 19011:2018, Clause 6.3.2.
B . The audit team leader does not select the OHS audit team members.
False.
The audit team leader is responsible for selecting competent team members with the requisite expertise to evaluate the auditee's Occupational Health & Safety Management System (OHSMS). Selection is based on criteria such as knowledge of ISO 45001, auditing skills, and understanding of the industry.
Reference: ISO 19011:2018, Clause 5.4.2 and 6.3.1.
C . The audit team leader should plan to interview each employee.
False.
While employee interviews are an essential part of gathering evidence during an ISO 45001 audit, interviewing every employee is impractical and unnecessary. A representative sampling strategy is used to assess compliance across various levels and departments.
Reference: ISO 19011:2018, Clause 6.4.6.
D . The audit team leader should present the plan to the auditee before the Stage 2 audit.
True.
Presenting the audit plan to the auditee before the audit is essential to ensure all parties are informed and prepared for the audit. This practice is emphasized in ISO 19011 and supports transparency and effective audit execution.
Reference: ISO 19011:2018, Clause 6.3.3.
E . The organisation should cancel staff leave during the audit.
False.
ISO 45001 and related audit guidelines do not mandate the cancellation of staff leave during audits. While key personnel should be available, the audit team collaborates with the organization to plan around leave schedules to minimize disruption.
Reference: Not explicitly covered in ISO 45001 or ISO 19011; falls under planning discretion.
F . The plan does not need to include the names of the senior managers.
True.
While the audit plan should outline the scope, objectives, and methods, it does not specifically require the inclusion of senior managers' names unless they are directly involved in the audit.
Reference: ISO 19011:2018, Clause 6.3.2.
Key ISO Reference:
ISO 45001:2018, Clause 9.2 (Internal Audit Requirements).
ISO 19011:2018, Clauses 5.4.2, 6.3.1, 6.3.2, and 6.4.6.
A . The organisation should review the audit plan for agreement.
True.
According to ISO 45001 guidelines and ISO 19011 (Guidelines for Auditing Management Systems), it is standard practice for the auditee organization to review and agree to the audit plan to ensure clarity on scope, objectives, and processes.
Reference: ISO 19011:2018, Clause 6.3.2.
B . The audit team leader does not select the OHS audit team members.
False.
The audit team leader is responsible for selecting competent team members with the requisite expertise to evaluate the auditee's Occupational Health & Safety Management System (OHSMS). Selection is based on criteria such as knowledge of ISO 45001, auditing skills, and understanding of the industry.
Reference: ISO 19011:2018, Clause 5.4.2 and 6.3.1.
C . The audit team leader should plan to interview each employee.
False.
While employee interviews are an essential part of gathering evidence during an ISO 45001 audit, interviewing every employee is impractical and unnecessary. A representative sampling strategy is used to assess compliance across various levels and departments.
Reference: ISO 19011:2018, Clause 6.4.6.
D . The audit team leader should present the plan to the auditee before the Stage 2 audit.
True.
Presenting the audit plan to the auditee before the audit is essential to ensure all parties are informed and prepared for the audit. This practice is emphasized in ISO 19011 and supports transparency and effective audit execution.
Reference: ISO 19011:2018, Clause 6.3.3.
E . The organisation should cancel staff leave during the audit.
False.
ISO 45001 and related audit guidelines do not mandate the cancellation of staff leave during audits. While key personnel should be available, the audit team collaborates with the organization to plan around leave schedules to minimize disruption.
Reference: Not explicitly covered in ISO 45001 or ISO 19011; falls under planning discretion.
F . The plan does not need to include the names of the senior managers.
True.
While the audit plan should outline the scope, objectives, and methods, it does not specifically require the inclusion of senior managers' names unless they are directly involved in the audit.
Reference: ISO 19011:2018, Clause 6.3.2.
Key ISO Reference:
ISO 45001:2018, Clause 9.2 (Internal Audit Requirements).
ISO 19011:2018, Clauses 5.4.2, 6.3.1, 6.3.2, and 6.4.6.
Add Comments
- Other Question (65q)
- Q1. You are in the closing meeting of a second-party audit to ISO 45001. Which three of the fo...
- Q2. You are carrying out a follow-up audit of a chrome plating organisation. At their last ass...
- Q3. Whistlekleen is a national dry cleaning and laundry organization with 50 shops. You are co...
- Q4. You are an audit team leader conducting an ISO 45001 surveillance audit of a nautical coll...
- Q5. Wokrer ' s participations is a key factor for the success of OHSMS. Which three of the fol...
- Q6. Which two of the following phrases would apply to "plan" in relation to the Plan-Do-Check-...
- Q7. An audit team leader prepares the audit plan for an initial Stage 2 certification audit. W...
- Q8. The following options are key actions involved in a first-party audit. (Exhibit) Put them ...
- Q9. During an internal audit of an OHSMS, what evidence would the auditor look for to demonstr...
- Q10. XYZ Corporation is an organisation that employs 100 people. As an audit team leader, you a...
- Q11. An audit team leader arrives at a steel fabrication organisation that manufactures stairwa...
- Q12. Which two of the following are examples of activities that may occur after the third-party...
- Q13. You are auditing a site of Good Food Shack, a restaurant chain. In the kitchen area, you n...
- Q14. You are auditing a site of Good Food Shack, a restaurant chain. In the kitchen area, you n...
- Q15. What is the definition of the term 'audit' as per clause 3.32 of ISO 45001:2018?...
- Q16. Select two options that are corrections.
- Q17. You are auditing the purchasing process of Shelf-Fit, an organisation that designs, manufa...
- Q18. During discussions with the individual(s) managing the audit programme of a certification ...
- Q19. During an internal audit of an OHSMS, what evidence would the auditor look for to demonstr...
- Q20. "An audit finding is the result of the evaluation of the collected audit evidence against ...
- Q21. For the purpose of operating an ISO 45001-based Occupational Health and Safety Management ...
- Q22. An audit team leader arrives at a fabrication organisation that manufactures stairways to ...
- Q23. Which one of the following options identifies the information that the audit team leader s...
- Q24. You are an audit team leader conducting an ISO 45001 surveillance audit of a nautical coll...
- Q25. You are auditing a site of Good Food Shack, a restaurant chain. In the kitchen area, you n...
- Q26. As the audit team leader, you are approached by an auditor in training during the lunchtim...
- Q27. An audit team leader prepares the audit plan for an initial Stage 2 certification audit. W...
- Q28. Showitoff is an organization specialization in the design and production of wall decoratin...
- Q29. You are the OH and S manager in an organisation that makes plastic toys using injection mo...
- Q30. You have been assigned by the audit team leader to evaluate the process of complying with ...
- Q31. Select two options that are corrections.
- Q32. A well-known fast-food organisation (ISO 45001 certified) contracts young people to delive...
- Q33. An auditor of a manufacturer of plastic packaging products for the food industry found a n...
- Q34. Which two of the following phrases would apply to a first-party audit?...
- Q35. Out of the following, which is not the Part of PDCA cycle ISO 45001? Select the correct op...
- Q36. Select two options that are corrections.
- Q37. Aitchandness inc, manufactures safety footwear and other items of personal protective equi...
- Q38. An internal auditor of a manufacturer of plastic packaging products for the food industry ...
- Q39. Showitoff is an organization specialization in the design and production of wall decoratin...
- Q40. Out of the following, which is not the Part of PDCA cycle of ISO 45001? Select the correct...
- Q41. Showitoff is an organization specialization in the design and production of wall decoratin...
- Q42. During a second-party audit at a sawmill, you find that the OHSMS Manager conducted the ha...
- Q43. An auditor has just completed an interview with a member of top management (TM), a highly ...
- Q44. Select three options that would provide evidence of conformance with clause 9.1.1 of ISO 4...
- Q45. An audit team leader arrives at a steel fabrication organisation that manufactures stairwa...
- Q46. Which two of the following options do not participate in a first-party audit?...
- Q47. An internal auditor of a manufacturer of plastic packaging products for the food industry ...
- Q48. An audit team leader prepares the audit plan for an initial Stage 2 certification audit. W...
- Q49. ISO 45001 requires the organisation to retain OHSMS documented information. From the follo...
- Q50. You identify that the OSHMS manager conducts a safety inspection of the building each day ...
- Q51. At a wall before sweeping up the reside into baskets. They have asked to see the criteria ...
- Q52. What type of audit is conducted by an organisation to determine the degree of conformity o...
- Q53. The process for collecting and verifying information during an audit is key for ensuring t...
- Q54. According to ISO 45001, who should participate in the continuous improvement of the health...
- Q55. Match the correct responsibility with each participant of a second-party audit: (Exhibit)...
- Q56. In the ISO 45001 health and safety management system, what is ' documented information ' ?...
- Q57. Which of the following standards talk about the Environment Management System? Select all ...
- Q58. You are an audit team leader conducting a Stage 2 audit of a Financial Services Provider. ...
- Q59. Which two of the following phrases would apply to " act " in relation to the Plan-Do-Check...
- Q60. Wokrer's participations is a key factor for the success of OHSMS. Which three of the follo...
- Q61. An audit team leader arrives at a steel fabrication organisation that manufactures stairwa...
- Q62. ISO 45001 requires the organisation to retain OHSMS documented information. From the follo...
- Q63. Showitoff is an organisation spcialising in the design and production of wall decorating m...
- Q64. When conducting an ISO 45001 audit and while reviewing a report of a recent emergency prep...
- Q65. Which two of the following are examples of audit objectives for the audit team?...
[×]
Download PDF File
Enter your email address to download PECB.ISO-45001-Lead-Auditor.v2026-06-27.q65.pdf
